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UBS's Star Trader Charged with Fraud|12|1
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UBS's Star Trader Charged with Fraud and C...
UBS trader Tom Alexander William Hayes went from generating almost $260 million in revenue to being charged with conspiracy, wire fraud and price fixi...
December 20, 2012
Former UBS Trader Faces Libor Charges in U...
Tom Hayes, a former UBS and Citigroup trader, has been charged with eight counts of fraud as part of the U.K. investigation into the alleged manipulat...
June 20, 2013
JP Morgan Traders Charged
Prosecutors have pointed to internal failings at America's largest bank that ultimately cost it more than $6 billion in losses.
August 15, 2013
Man in Hot Water After Trying to Sell Rabb...
A trader in the United Kingdom has received fines after he attempted to sell a rabbit with severely overgrown teeth. 65-year-old David Shipton admitte...
June 21, 2013
UBS in Turmoil as Rogue Trader Goes to Hig...
Rogue-trader Kweku Adoboli was transferred to a criminal court. UBS deals with the scandal's fallout.
October 21, 2011
London UBS Trader Denies Fraud
A UK city trader Kweku Adoboli has denied gambling away a record 1.5 billion pounds in Britain's biggest banking fraud while working for Swiss banking...
January 30, 2012
UBS Trader Adoboli Guilty on Two Counts
Former UBS trader Kweku Adoboli was found guilty on two counts of fraud in connection with a $2.3 billion loss for the Swiss bank. WSJ's Dana Cimilluc...
November 21, 2012
UBS 'Rogue Trader' Sheds Tears
A trader with Swiss bank UBS accused of a £1.4bn fraud was charged with two further counts as he took the witness stand for the first time.
October 26, 2012
'Fabulous Fab' Goldman Sachs Trader Found ...
A New York jury found former Goldman Sachs trader Fabrice Tourre liable on six charges of misleading investors before the 2008 crisis.
August 02, 2013
UBS Feels Aftershocks of Adoboli Case
UBS was at the center of a regulatory crackdown as bodies in Switzerland and the U.K. announced punitive measures following the unauthorized trading s...
November 26, 2012
Euro Crisis Hurts UBS Investment Bank
The Swiss bank UBS is the latest to predict further weakness in its investment banking. A restructuring of business failed to prevent its earnings tak...
February 07, 2012
Nasdaq's FB IPO Compensation Plan Approved...
03/25/13 Nasdaq OMX Group's settlement for the Facebook IPO compensation plan has been approved by the SEC. The exchange will pay market makers $62 mi...
March 26, 2013
New York Financial Press
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